SEC Filings

S-1
AVEXIS, INC. filed this Form S-1 on 01/15/2016
Entire Document
 

Table of Contents


PRINCIPAL STOCKHOLDERS

          The following table sets forth information regarding beneficial ownership of our capital stock by:

    each person, or group of affiliated persons, known by us to beneficially own more than 5% of our common stock;

    each of our directors;

    our named executive officer; and

    all of our current executive officers and directors as a group.

          We have determined beneficial ownership in accordance with the rules of the SEC. Under these rules, beneficial ownership includes any shares as to which the individual or entity has sole or shared voting power or investment power. Under these rules, beneficial ownership includes any shares as to which the individual or entity has sole or shared voting power or investment power. Applicable percentage ownership is based on 6,489,088 shares of common stock outstanding as of December 31, 2015, after giving effect to the conversion of all of our preferred stock into 6,301,206 shares of common stock, which will occur upon the closing of this offering. In computing the number of shares beneficially owned by an individual or entity and the percentage ownership of that person, shares of common stock subject to options or warrants held by such person that are currently exercisable or will become exercisable within 60 days of December 31, 2015 are considered outstanding, although these shares are not considered outstanding for purposes of computing the percentage ownership of any other person. Unless noted otherwise, the address of all listed stockholders is 2275 Half Day Road, Suite 160, Bannockburn, Illinois 60015. Each of the stockholders listed has sole voting and investment power with respect to the shares beneficially

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