SEC Filings

S-1
AVEXIS, INC. filed this Form S-1 on 01/15/2016
Entire Document
 

Table of Contents


AveXis, Inc.

Consolidated Balance Sheets (Continued)

 
  December 31    
 
Pro Forma
September 30,
2015
 
 
 
September 30,
2015
 
 
 
2013
 
2014
 
 
   
   
  (unaudited)
 

Commitments and contingencies (Note 16)

                         

Redeemable common stock; par value $0.0001 per share, 239,894 shares issued and outstanding at December 31, 2013; 302,738 shares issued and outstanding at December 31, 2014; 330,466 shares issued and outstanding at September 30, 2015 (unaudited); and 330,466 shares issued and outstanding pro forma (unaudited)

   
345,447
   
559,745
   
1,032,909
   
1,032,909
 

Stockholders' equity (deficit):

   
 
   
 
   
 
   
 
 

Class D preferred stock; par value 0.0001 per share, no shares authorized, issued and outstanding at December 31, 2013 and December 31, 2014, 2,250,000 shares authorized, 2,241,380 issued and outstanding at September 30, 2015: no shares authorized, issued and outstanding, pro forma

            224      

Class C preferred stock; par value $0.0001 per share, no shares authorized, issued and outstanding at December 31, 2013; 1,713,784 shares authorized, 914,548 issued and outstanding at December 31, 2014 (aggregate liquidation preference of $5,003,492); 1,713,784 shares authorized, issued and outstanding at September 30, 2015 (aggregate liquidation preference of $9,372,112) (unaudited); and no shares authorized, issued and outstanding pro forma (unaudited)

        91     171      

Class B-2 preferred stock; par value $0.0001 per share, no shares authorized, issued and outstanding at December 31, 2013; 236,636 shares authorized, and no shares issued and outstanding at December 31, 2014 and September 30, 2015 (unaudited); and no shares authorized, issued and outstanding pro forma (unaudited)

                 

Class B-1 preferred stock; par value $0.0001 per share, no shares authorized, issued and outstanding at December 31, 2013; 2,376,042 shares authorized, 1,612,904 issued and outstanding at December 31, 2014 (aggregate liquidation preference of $5,500,003); 2,376,042 shares authorized, 2,346,042 shares issued and outstanding at September 30, 2015 (aggregate liquidation preference of $8,000,003) (unaudited); and no shares authorized, issued and outstanding pro forma (unaudited)

        162     235      

Preferred stock; par value $0.0001 per share, 20,000,000 shares authorized and no shares issued and outstanding at December 31, 2013; 1,000,000 shares authorized and no shares issued and outstanding at December 31, 2014 and September 30, 2015 (unaudited); and no shares authorized, issued and outstanding pro forma (unaudited)

                 

Common stock; par value $0.0001 per share, 50,000,000 shares authorized, 5,116,800 shares issued and outstanding at December 31, 2013; 12,988,538 shares authorized, 4,689,931 issued and outstanding at December 31, 2014; 16,000,000 shares authorized, 4,889,931 shares issued and outstanding at September 30, 2015 (unaudited); and             shares authorized and 11,191,137 shares issued and outstanding pro forma (unaudited)

    512     470     490     1,120  

Additional paid-in capital

    2,727,232     17,643,571     108,155,796     108,155,796  

Accumulated deficit

    (4,370,843 )   (20,076,619 )   (45,389,656 )   (45,389,656 )

Total stockholder's (deficit) equity

    (1,643,099 )   (2,432,325 )   62,767,260     62,767,260  

Total liabilities, redeemable common stock and stockholders' equity (deficit)

  $ 716,540   $ 3,174,839   $ 70,319,228   $ 70,319,228  

The accompanying notes are an integral part of these consolidated financial statements.

F-4



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