SEC Filings

S-1
AVEXIS, INC. filed this Form S-1 on 01/15/2016
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      stock to a service provider at a purchase price of $3.41 for an aggregate consideration of $51,150.

    5)
    In January 2014, we issued a note convertible into shares of Class B-1 preferred stock for an aggregate consideration of $500,000.

    6)
    In March 2014, we issued an aggregate of 733,138 shares of our Class B-1 preferred stock to one investor at a purchase price of $3.41 per share and warrants to purchase an aggregate of 118,318 shares of Class B-2 preferred stock for an aggregate consideration of $2 million.

    7)
    In June 2014, we issued a note convertible into shares of preferred stock to one investor for an aggregate consideration of $500,000.

    8)
    In August 2014, we issued an aggregate of 822,525 shares of our Class C preferred stock to two investors at a purchase price of $5.471 per share and warrants to purchase an aggregate of 175,000 shares of common stock to one investor for an aggregate consideration of $4.5 million, including the conversion of a convertible note.

    9)
    In August 2014, we issued a warrant to an accredited investor in connection with consulting services to purchase 100,000 shares of common stock at an exercise price of $3.41 per share. This warrant was exercised in full in May 2015 for aggregate consideration of $341,000. Also, in August 2014, we issued warrants to the same accredited investor to purchase 75,000 shares of common stock at an exercise price of $6.82 per share. This warrant expired in January 2015.

    10)
    In August 2014, we issued an aggregate of 62,844 shares of our common stock to two collaborators pursuant to the Nationwide License and an aggregate of 15,000 shares of our common stock to a service provider at a purchase price of $3.41 for an aggregate consideration of $51,150.

    11)
    In March 2015, we issued an aggregate of 24,973 shares of our common stock to two collaborators pursuant to the Nationwide License.

    12)
    In March 2015, we issued an aggregate of 799,236 shares of our Class C preferred stock to two investors at a purchase price of $6.256 per share for an aggregate consideration of $5.0 million.

    13)
    In May 2015, we issued an aggregate of 733,138 shares of our Class B-1 preferred stock to nine investors at a purchase price of $3.41 per share and warrants to purchase 118,318 shares of our Class B-2 preferred stock for an aggregate consideration of $2.5 million.

    14)
    In May 2015, we issued an aggregate of 2,755 shares of our common stock to two collaborators pursuant to the Nationwide License.

    15)
    In September 2015, we issued an aggregate of 2,241,380 shares of our Class D preferred stock to 27 investors at a purchase price of $29.00 per share for an aggregate consideration of $65.0 million.

          The information presented in this Item 15 gives effect to the 1-to-4,263 stock split effected on October 17, 2013.

          The offers, sales and issuances of the securities described in the paragraphs above were exempt from registration under Section 4(a)(2) of the Securities Act and Regulation D promulgated under the Securities Act. Each of the purchasers represented to us that they acquired the securities for investment only and not with a view to or for sale in connection with any distribution thereof and

II-3



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