SEC Filings

S-1
AVEXIS, INC. filed this Form S-1 on 01/15/2016
Entire Document
 

Table of Contents


CAPITALIZATION

          The following table sets forth our cash and cash equivalents, and our capitalization as of September 30, 2015:

    on an actual basis;

    on a pro forma basis to give effect to (i) the automatic conversion of all outstanding shares of our preferred stock into an aggregate of 6,301,206 shares of common stock, which will occur automatically upon the closing of this offering; and (ii) the adoption of our amended and restated certificate of incorporation prior to the closing of this offering; and

    on a pro forma as adjusted basis to give further effect to our issuance and sale of             shares of common stock in this offering at an assumed initial public offering price of $             per share, which is the midpoint of the price range set forth on the cover page of this prospectus, after deducting the estimated underwriting discounts and estimated offering expenses payable by us.

          You should read this information in conjunction with our consolidated financial statements and the related notes appearing at the end of this prospectus, the "Management's Discussion and Analysis of Financial Condition and Results of Operations" section and other financial information contained in this prospectus.

 
  As of September 30, 2015  
 
 
Actual
 
Pro Forma
 
Pro Forma
as Adjusted
 

Cash and cash equivalents

  $ 69,706,462   $ 69,706,462   $              

Redeemable common stock; par value $0.0001 per share, 330,466 shares issued and outstanding actual, pro forma and pro forma as adjusted at September 30, 2015

  $ 1,032,909   $ 1,032,909   $    

Stockholders' equity:

                   

Preferred stock:

                   

Class B-1 preferred stock; par value $0.0001 per share, 2,376,042 shares authorized, 2,346,042 shares issued and outstanding, actual; and no shares authorized, issued and outstanding pro forma and pro forma as adjusted

    235            

Class B-2 preferred stock; par value $0.0001 per share, 236,636 shares authorized, and no shares issued and outstanding, actual; and no shares authorized, issued and outstanding pro forma and pro forma as adjusted

               

Class C preferred stock; par value $0.0001 per share, 1,713,784 shares authorized, issued and outstanding, actual; and no shares authorized, issued and outstanding pro forma and pro forma as adjusted

    171            

Class D preferred stock; par value 0.0001 per share, 2,250,000 shares authorized, 2,241,380 issued and outstanding, actual; and no shares authorized, issued and outstanding, pro forma and pro forma as adjusted

    224              

Undesignated preferred stock; par value $0.0001 per share, 1,000,000 shares authorized and no shares issued and outstanding, actual; no shares authorized, issued and outstanding pro forma                  shares authorized, no shares issued or outstanding, pro forma as adjusted

               

Common stock; par value $0.0001 per share, 16,000,000 shares authorized, 4,889,931 shares issued and outstanding, actual; and             shares authorized and 11,191,137 shares issued and outstanding pro forma;                   shares authorized,                    shares issued and                   shares outstanding, pro forma as adjusted

    490     1,120        

Additional paid-in capital

    108,155,796     108,155,796        

Accumulated deficit

    (45,389,656 )   (45,389,656 )      

Total stockholders' equity

    62,767,260     62,767,260        

Total capitalization

  $ 63,800,169   $ 63,800,169   $    

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