SEC Filings

S-1/A
AVEXIS, INC. filed this Form S-1/A on 02/01/2016
Entire Document
 

Table of Contents


Exhibit Index

Exhibit
Number
 
Description of Exhibit
  1.1   Form of Underwriting Agreement.
        
  3.1 + Amended and Restated Certificate of Incorporation of the Registrant, as currently in effect.
        
  3.2   Form of Amended and Restated Certificate of Incorporation to be effective upon the closing of this offering.
        
  3.3 + Bylaws, as amended to date, and as currently in effect.
        
  3.4   Form of Amended and Restated Bylaws to be effective upon the closing of this offering.
        
  4.1 * Specimen Stock Certificate evidencing the shares of common stock.
        
  4.2 + Form of Warrant to purchase shares of Class B-2 Common Stock.
        
  5.1 * Opinion of Cooley LLP.
        
  10.1 + Third Amended and Restated Investor Rights Agreement dated September 3, 2015 among the Registrant and certain of its stockholders.
        
  10.1.1 + Amendment, Waiver and Joinder to Third Amended and Restated Investor Rights Agreement, effective as of October 13, 2015, among the Registrant and certain of its stockholders.
        
  10.2 #+ Amended and Restated 2014 Stock Plan.
        
  10.3 #+ Form of Stock Incentive Award Agreement under 2014 Stock Plan, as amended to date.
        
  10.4 #+ Form of Exercise Notice and Agreement under 2014 Stock Plan.
        
  10.5 # 2016 Equity Incentive Plan.
        
  10.6 # Form of Stock Option Grant Notice and Stock Option Agreement under 2016 Equity Incentive Plan.
        
  10.7 # Non-Employee Directors' Compensation Policy
        
  10.8 †+ License Agreement dated March 21, 2014 between the Registrant and REGENXBIO Inc.
        
  10.9 †+ License Agreement dated May 29, 2015 between the Registrant and Asklepios BioPharmaceutical, Inc.
        
  10.10 †+ Amended and Restated Exclusive License Agreement dated January 13, 2016 between the Registrant and Nationwide Children's Hospital.
        
  10.11 + Office Lease dated July 21, 2015 between the Registrant and Wanxiang Bannockburg, L.L.C.
        
  10.12   Form of Indemnification Agreement.
        
  10.13 #+ Executive Employment Agreement dated August 7, 2014 between the Registrant and John Carbona.
        
  10.14 #+ Severance Benefits Agreement dated April 30, 2015 between the Registrant and John A. Carbona.
        
  10.15 #+ Employment Agreement dated June 8, 2015 between the Registrant and Sean Nolan.
        
  10.16 #+ Consulting Agreement dated January 28, 2014 between the Registrant and Brian K. Kaspar.


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