SEC Filings

S-1/A
AVEXIS, INC. filed this Form S-1/A on 02/09/2016
Entire Document
 

Table of Contents


AveXis, Inc.

Consolidated Balance Sheets (Continued)

 
  December 31    
 
Pro Forma
September 30,
2015
 
 
 
September 30,
2015
 
 
 
2013
 
2014
 
 
   
   
  (unaudited)
 

Commitments and contingencies (Note 16)

                         

Redeemable common stock; par value $0.0001 per share, 331,053 shares issued and outstanding at December 31, 2013; 417,778 shares issued and outstanding at December 31, 2014; 456,043 shares issued and outstanding at September 30, 2015 (unaudited); and 456,043 shares issued and outstanding pro forma (unaudited)

   
345,447
   
559,745
   
1,032,909
   
1,032,909
 

Stockholders' equity (deficit):

   
 
   
 
   
 
   
 
 

Class D preferred stock; par value $0.0001 per share, no shares authorized, issued and outstanding at December 31, 2013 and December 31, 2014, 3,105,000 shares authorized, 3,093,104 issued and outstanding at September 30, 2015: no shares authorized, issued and outstanding, pro forma

            309      

Class C preferred stock; par value $0.0001 per share, no shares authorized, issued and outstanding at December 31, 2013; 2,365,020 shares authorized, 1,262,075 shares issued and outstanding at December 31, 2014 (aggregate liquidation preference of $5,003,492); 2,365,020 shares authorized, issued and outstanding at September 30, 2015 (aggregate liquidation preference of $9,372,112) (unaudited); and no shares authorized, issued and outstanding pro forma (unaudited)

        126     237      

Class B-2 preferred stock; par value $0.0001 per share, no shares authorized, issued and outstanding at December 31, 2013; 326,557 shares authorized, and no shares issued and outstanding at December 31, 2014 and September 30, 2015 (unaudited); and no shares authorized, issued and outstanding pro forma (unaudited)

                 

Class B-1 preferred stock; par value $0.0001 per share, no shares authorized, issued and outstanding at December 31, 2013; 3,278,938 shares authorized, 2,225,807 shares issued and outstanding at December 31, 2014 (aggregate liquidation preference of $5,500,003); 3,278,938 shares authorized, 3,237,538 shares issued and outstanding at September 30, 2015 (aggregate liquidation preference of $8,000,003) (unaudited); and no shares authorized, issued and outstanding pro forma (unaudited)

        223     324      

Undesignated preferred stock; par value $0.0001 per share, 27,600,000 shares authorized and no shares issued and outstanding at December 31, 2013; 1,000,000 shares authorized and no shares issued and outstanding at December 31, 2014 and September 30, 2015 (unaudited); and no shares authorized, issued and outstanding pro forma (unaudited)

                 

Common stock; par value $0.0001 per share, 69,000,000 shares authorized, 7,061,184 shares issued and outstanding at December 31, 2013; 17,924,182 shares authorized, 6,472,104 shares issued and outstanding at December 31, 2014; 22,080,000 shares authorized, 6,748,104 shares issued and outstanding at September 30, 2015 (unaudited); and 22,080,000 shares authorized and 15,443,766 shares issued and outstanding pro forma (unaudited)

    706     647     675     1,545  

Additional paid-in capital

    2,727,038     17,643,298     108,155,371     108,155,371  

Accumulated deficit

    (4,370,843 )   (20,076,619 )   (45,389,656 )   (45,389,656 )

Total stockholder's (deficit) equity

    (1,643,099 )   (2,432,325 )   62,767,260     62,767,260  

Total liabilities, redeemable common stock and stockholders' equity (deficit)

  $ 716,540   $ 3,174,839   $ 70,319,228   $ 70,319,228  

The accompanying notes are an integral part of these consolidated financial statements.

F-4



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