SEC Filings

S-1/A
AVEXIS, INC. filed this Form S-1/A on 02/09/2016
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Table of Contents

    5)
    In January 2014, we issued a note convertible into shares of Class B-1 preferred stock for an aggregate consideration of $500,000.

    6)
    In March 2014, we issued an aggregate of 1,011,731 shares of our Class B-1 preferred stock to one investor at a purchase price of $2.47 per share and warrants to purchase an aggregate of 163,278 shares of Class B-2 preferred stock for an aggregate consideration of $2 million.

    7)
    In June 2014, we issued a note convertible into shares of preferred stock to one investor for an aggregate consideration of $500,000.

    8)
    In August 2014, we issued an aggregate of 1,135,084 shares of our Class C preferred stock to two investors at a purchase price of $3.96 per share and warrants to purchase an aggregate of 241,500 shares of common stock to one investor for an aggregate consideration of $4.5 million, including the conversion of a convertible note.

    9)
    In August 2014, we issued a warrant to an accredited investor in connection with consulting services to purchase 138,000 shares of common stock at an exercise price of $2.47 per share. This warrant was exercised in full in May 2015 for aggregate consideration of $341,000. Also, in August 2014, we issued warrants to the same accredited investor to purchase 103,500 shares of common stock at an exercise price of $4.94 per share. This warrant expired in January 2015.

    10)
    In August 2014, we issued an aggregate of 86,725 shares of our common stock to two collaborators pursuant to the Nationwide License and an aggregate of 20,700 shares of our common stock to a service provider at a purchase price of $2.47 for an aggregate consideration of $51,150.

    11)
    In March 2015, we issued an aggregate of 34,463 shares of our common stock to two collaborators pursuant to the Nationwide License.

    12)
    In March 2015, we issued an aggregate of 1,102,945 shares of our Class C preferred stock to two investors at a purchase price of $4.53 per share for an aggregate consideration of $5.0 million.

    13)
    In May 2015, we issued an aggregate of 1,011,731 shares of our Class B-1 preferred stock to nine investors at a purchase price of $2.47 per share and warrants to purchase 163,278 shares of our Class B-2 preferred stock for an aggregate consideration of $2.5 million.

    14)
    In May 2015, we issued an aggregate of 3,802 shares of our common stock to two collaborators pursuant to the Nationwide License.

    15)
    In September 2015, we issued an aggregate of 3,093,104 shares of our Class D preferred stock to 27 investors at a purchase price of $21.01 per share for an aggregate consideration of $65.0 million.

          The offers, sales and issuances of the securities described in the paragraphs above were exempt from registration under Section 4(a)(2) of the Securities Act and Regulation D promulgated under the Securities Act. Each of the purchasers represented to us that they acquired the securities for investment only and not with a view to or for sale in connection with any distribution thereof and appropriate legends were affixed to the securities issued in these transactions. The purchasers also represented to us that they were accredited investors as defined in Rule 501 promulgated under the Securities Act.

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