SEC Filings

S-1/A
AVEXIS, INC. filed this Form S-1/A on 02/09/2016
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AveXis, Inc.

Notes to Consolidated Financial Statements (Continued)

20. Subsequent Events (unaudited) (Continued)

as defined in the agreement. Upon the effectiveness of Dr. Kaspar's employment agreement, all of his unvested shares granted pursuant to the restricted stock purchase agreement vested in full. As a result of the vesting in full of the remainder of this award in January 2016 the Company anticipates incurring a material charge to research and development expense in the first quarter of 2016.

Amended and Restated Certificate of Incorporation

          On February 1, 2016, the Company amended its certificate of incorporation such that the total authorized capital stock of the Company consists of 30,000,000 shares of common stock, par value $0.0001 per share, 3,278,938 shares of Class B-1 preferred stock, $0.0001 par value per share, 326,557 shares of Class B-2 preferred stock, $0.0001 par value per share, 2,365,020 shares of Class C preferred stock, $0.0001 par value per share, 3,105,000 shares of Class D preferred stock, $0.0001 par value per share and 1,000,000 shares of preferred stock, $0.0001 par value per share.

          Additionally, the Company effected a stock split whereby each outstanding share of common stock and Class B-1, B-2, C and D preferred stock was converted into 1.38 shares of common stock and Class B-1, B-2, C and D preferred stock, respectively.

Stock Option Grants

          Subsequent to September 30, 2015, the Company has issued options to purchase 378,565 shares of its common stock at a weighted average exercise price of $18.33 to its employees.

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