SEC Filings

S-1/A
AVEXIS, INC. filed this Form S-1/A on 02/09/2016
Entire Document
 

Table of Contents


Exhibit Index

Exhibit
Number
 
Description of Exhibit
  1.1 + Form of Underwriting Agreement.
        
  3.1   Amended and Restated Certificate of Incorporation of the Registrant, as currently in effect.
        
  3.2 + Form of Amended and Restated Certificate of Incorporation to be effective upon the closing of this offering.
        
  3.3 + Bylaws, as amended to date, and as currently in effect.
        
  3.4 + Form of Amended and Restated Bylaws to be effective upon the closing of this offering.
        
  4.1   Specimen Stock Certificate evidencing the shares of common stock.
        
  4.2 + Form of Warrant to purchase shares of Class B-2 Common Stock.
        
  5.1   Opinion of Cooley LLP.
        
  10.1 + Third Amended and Restated Investor Rights Agreement dated September 3, 2015 among the Registrant and certain of its stockholders.
        
  10.1.1 + Amendment, Waiver and Joinder to Third Amended and Restated Investor Rights Agreement, effective as of October 13, 2015, among the Registrant and certain of its stockholders.
        
  10.2 #+ Amended and Restated 2014 Stock Plan.
        
  10.3 #+ Form of Stock Incentive Award Agreement under 2014 Stock Plan, as amended to date.
        
  10.4 #+ Form of Exercise Notice and Agreement under 2014 Stock Plan.
        
  10.5 #+ 2016 Equity Incentive Plan.
        
  10.6 #+ Form of Stock Option Grant Notice and Stock Option Agreement under 2016 Equity Incentive Plan.
        
  10.7 #+ Non-Employee Directors' Compensation Policy
        
  10.8 †+ License Agreement dated March 21, 2014 between the Registrant and REGENXBIO Inc.
        
  10.9 †+ License Agreement dated May 29, 2015 between the Registrant and Asklepios BioPharmaceutical, Inc.
        
  10.10 †+ Amended and Restated Exclusive License Agreement dated January 13, 2016 between the Registrant and Nationwide Children's Hospital.
        
  10.11 + Office Lease dated July 21, 2015 between the Registrant and Wanxiang Bannockburg, L.L.C.
        
  10.12 + Form of Indemnification Agreement.
        
  10.13 #+ Executive Employment Agreement dated August 7, 2014 between the Registrant and John Carbona.
        
  10.14 #+ Severance Benefits Agreement dated April 30, 2015 between the Registrant and John A. Carbona.
        
  10.15 #+ Employment Agreement dated June 8, 2015 between the Registrant and Sean Nolan.
        
  10.16 #+ Consulting Agreement dated January 28, 2014 between the Registrant and Brian K. Kaspar.


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