SEC Filings

SC 13D/A
FLYNN JAMES E filed this Form SC 13D/A on 08/22/2017
Entire Document
 

 

CUSIP No.  05366U100 13D/A Page 11 of 15 Pages

 

Number of shares: 685,040 (comprised of shares held by Deerfield Special Situations Fund, Deerfield Partners and Deerfield International Master Fund)

Percentage of shares: 2.15%*

 

(2)       Deerfield Management

 

Number of shares: 2,324,060 (comprised of shares held by Deerfield Special Situations Fund, Deerfield Private Design Fund III, Deerfield Partners and Deerfield International Master Fund, and 15,931 shares underlying options held by Jonathan Leff, to the extent such options are vested)

Percentage of shares: 7.28%*

 

(3)       Deerfield Special Situations Fund

 

Number of shares: 413,611

Percentage of shares: 1.30%*

 

(4)       Deerfield Private Design Fund III

 

Number of shares: 1,623,089

Percentage of shares: 5.08%*

 

(5)       Deerfield Partners

 

Number of Shares: 119,429

Percentage of Shares: 0.37%*

 

(6)       Deerfield International Master Fund

 

Number of Shares: 152,000

Percentage of Shares: 0.48%*

 

(7)       Deerfield Mgmt III

 

Number of shares: 1,623,089 (comprised of shares held by Deerfield Private Design Fund III)

Percentage of shares: 5.08%*

 

(8)       Flynn

 

Number of shares: 2,324,060 (comprised of shares held by Deerfield Special Situations Fund, Deerfield Partners, Deerfield International Master Fund and Deerfield Private Design Fund III, and 15,931 shares underlying options held by Jonathan Leff, to the extent such options are vested)

Percentage of shares: 7.28%*

 


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