SEC Filings

SC 13D/A
FLYNN JAMES E filed this Form SC 13D/A on 08/22/2017
Entire Document
 

 

CUSIP No.  05366U100 13D/A Page 12 of 15 Pages

 

*Percentage beneficial ownership reported herein reflects 31,925,446 shares of Common Stock outstanding as of August 10, 2017, as reported in the Company’s Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2017.

 

(b)       

 

(1)        Deerfield Mgmt

 

Sole power to vote or direct the vote: 0

Shared power to vote or direct the vote: 685,040

Sole power to dispose or to direct the disposition: 0

Shared power to dispose or direct the disposition: 685,040

 

(2)       Deerfield Management

 

Sole power to vote or direct the vote: 0

Shared power to vote or direct the vote: 2,324,060

Sole power to dispose or to direct the disposition: 0

Shared power to dispose or direct the disposition: 2,324,060

 

(3)       Deerfield Special Situations Fund

 

Sole power to vote or direct the vote: 0

Shared power to vote or direct the vote: 413,611

Sole power to dispose or to direct the disposition: 0

Shared power to dispose or direct the disposition: 413,611

 

(4)       Deerfield Private Design Fund III

 

Sole power to vote or direct the vote: 0

Shared power to vote or direct the vote: 1,623,089

Sole power to dispose or to direct the disposition: 0

Shared power to dispose or direct the disposition: 1,623,089

 

(5)       Deerfield Partners

 

Sole power to vote or direct the vote: 0

Shared power to vote or direct the vote: 119,429

Sole power to dispose or to direct the disposition: 0

Shared power to dispose or direct the disposition: 119,429

 

(6)       Deerfield International Master Fund

 

Sole power to vote or direct the vote: 0

Shared power to vote or direct the vote: 152,000

Sole power to dispose or to direct the disposition: 0

Shared power to dispose or direct the disposition: 152,000

 


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