SEC Filings

424B5
AVEXIS, INC. filed this Form 424B5 on 01/18/2018
Entire Document
 

Table of Contents


CAPITALIZATION

          The following table sets forth our cash and cash equivalents and capitalization as of September 30, 2017 on:

    an actual basis; and

    on an as adjusted basis to reflect the issuance and sale by us of 3,921,600 shares of our common stock in this offering, and the receipt of the net proceeds from our sale of these shares, at the public offering price of $102.00 per share, after deducting the underwriting discounts and commissions and estimated offering expenses payable by us (assuming no exercise of the underwriters' option to purchase additional shares).

          You should read this table together with "Management's Discussion and Analysis of Financial Condition and Results of Operations" and our consolidated financial statements and related notes appearing in our Annual Report on Form 10-K for the year ended December 31, 2016 and in our Quarterly Report on Form 10-Q for the quarter ended September 30, 2017, which are incorporated by reference in this prospectus supplement.

    As of September 30, 2017
 

    Actual     As Adjusted
 

    (in thousands, except share
and per share amounts)
(unaudited)
 

Cash and cash equivalents

  $ 374,211   $ 749,714  

Stockholders' equity

             

Undesignated preferred stock, $0.0001 par value: 10,000,000 shares authorized, no shares issued or outstanding, actual and as adjusted

         

Common stock, $0.0001 par value: 100,000,000 shares authorized, 31,972,377 shares issued and outstanding, actual; 100,000,000 shares authorized, 35,893,977 shares issued and outstanding, as adjusted

    3     4  

Additional paid-in capital

    681,995     1,057,498  

Accumulated deficit

    (277,948 )   (277,948 )

Total stockholders' equity

    404,050     779,554  

Total capitalization

  $ 404,050   $ 779,554  

          The number of shares of our common stock to be outstanding immediately following this offering as shown above is based on 31,972,377 shares of our common stock outstanding as of September 30, 2017 and excludes:

    3,310,475 shares of common stock issuable upon exercise of outstanding stock options as of September 30, 2017, at a weighted-average exercise price of $38.04 per share;

    87,266 shares of common stock issuable upon the settlement of outstanding restricted stock units as of September 30, 2017;

    305,775 shares of common stock issuable upon the exercise of outstanding warrants as of September 30, 2017, at a weighted-average exercise price of $2.57 per share; and

    105,237 shares issued for non-cash consideration after September 30, 2017 in a transaction not registered under the Securities Act; and

S-15



© AveXis, Inc. All Rights Reserved.