SEC Filings

AVEXIS, INC. filed this Form 8-K on 01/18/2018
Entire Document






AveXis, Inc.


Lock-Up Agreement


[  ], 2018


Goldman Sachs & Co. LLC

Jefferies LLC

Merrill Lynch, Pierce, Fenner & Smith


As representatives of the several Underwriters

named in Schedule I of the Underwriting Agreement,


c/o Goldman Sachs & Co. LLC

200 West Street,

New York, New York 10282


c/o Jefferies LLC

520 Madison Avenue

New York, New York 10022


c/o Merrill Lynch, Pierce, Fenner & Smith


One Bryant Park

New York, New York 10036


Re:  AveXis, Inc. — Lock-Up Agreement


Ladies and Gentlemen:


The undersigned understands that you, as representatives (the “Representatives”), propose to enter into an Underwriting Agreement on behalf of the several Underwriters named in Schedule I to such agreement (collectively, the “Underwriters”), with AveXis, Inc., a Delaware corporation (the “Company”), providing for a public offering (the “Public Offering”) of the common stock of the Company (the “Shares”) pursuant to an “automatic shelf registration statement” as defined under Rule 405 of the Securities Act of 1933, as amended (the “Act”) on Form S-3 which has been filed with the Securities and Exchange Commission (the “SEC”).


In consideration of the agreement by the Underwriters to offer and sell the Shares, and of other good and valuable consideration the receipt and sufficiency of which is hereby acknowledged, the undersigned agrees that, during the period specified in the following paragraph (the “Lock-Up Period”), the undersigned will not offer, sell, contract to sell, pledge, grant any option to purchase, make any short sale or otherwise dispose of (each, a “Transaction”) any shares of common stock of the Company (“Common Stock”), or any options or warrants to purchase any shares of Common Stock of the Company, or any securities convertible into, exchangeable for or that represent the right to receive shares of Common Stock of the Company, whether now owned or hereinafter acquired, owned directly by the undersigned (including holding as a custodian) or with respect to which the undersigned has beneficial ownership within the rules and regulations of the SEC (collectively the “Undersigned’s Shares”), or exercise any right with respect to the registration of any of the Undersigned’s Shares, or file or cause to be filed any registration statement in connection therewith, under the Act. The foregoing restriction is expressly agreed to preclude the undersigned from engaging in any hedging or other transaction which is designed to or which reasonably


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